Head of Risk and ComplianceID:62388

90,000 THB ~ 200,000 THBHuai KhwangOver 3 months ago

Overview

  • Salary

    90,000 THB ~ 200,000 THB

  • Industry

    Banking

  • Job Description

    • Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO

    • Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations

    • Develop and maintain Regulatory Compliance Audit and Supervision programs

    • Write and present the Compliance Supervision Reports to the Board and Audit Commitee

    • Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company

    • Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company

    • Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance

    • Communicate and facilitate regulatory compliance risk assessment by other business units

    • Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process

    • Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure

    • Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database)

    • Other assignments related to Compliance Frameworks

Qualifications

  • Requirement

    • Bachelor’s degree or higher in Law, Economics, Finance or a related field;

    • At least 5 years of experience in prior Legal and Compliance or Audit in Financial Institutions;

    • Good command of verbal and written communication skills in Thai and English;

    • Good computer skills;

    • Strong analytical, interpersonal and negotiation skills;

    • Attention to detail and interest in following the latest regulatory changes;

    • Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous; and

    • Must have initiative and good working attitude.

  • English Level

    Level 3 - Business Level

  • Other Language

    English

Additional Information