Head of Risk and ComplianceID:62388
90,000 THB ~ 200,000 THBHuai KhwangOver 3 months agoOverview
Salary
90,000 THB ~ 200,000 THB
Industry
Banking
Job Description
• Have practical understanding of and hands-on experience on financial service laws and regulations in relation to Bank of Thailand, Security and Exchange Commission and AMLO
• Coordinate and work closely with business units and relevant regulators to make sure that the company fully with relevant rules and regulations
• Develop and maintain Regulatory Compliance Audit and Supervision programs
• Write and present the Compliance Supervision Reports to the Board and Audit Commitee
• Assist Regulatory Compliance Working Group on company regulatory compliance strategies and to oversee regulatory compliance across company
• Conduct monitoring and Regulatory Compliance Review to ensure consistent compliance across company
• Assessing, monitoring and reporting of compliance risks regarding Regulatory Compliance
• Communicate and facilitate regulatory compliance risk assessment by other business units
• Coordinate with Legal to develop regulatory compliance procedure & facilitate Business Unit to embed regulatory compliance procedure in Business Unit process
• Collaborate with Regulatory Compliance working group, Legal and Business Unit in maintaining as well as lively update the Regulatory Compliance policy & procedure
• Collaborate with Legal and Group Compliance to roll out regulatory compliance intranet (database)
• Other assignments related to Compliance Frameworks
Qualifications
Requirement
• Bachelor’s degree or higher in Law, Economics, Finance or a related field;
• At least 5 years of experience in prior Legal and Compliance or Audit in Financial Institutions;
• Good command of verbal and written communication skills in Thai and English;
• Good computer skills;
• Strong analytical, interpersonal and negotiation skills;
• Attention to detail and interest in following the latest regulatory changes;
• Experience in Digital Assets Market, Capital Market, and Financial Market will be advantageous; and
• Must have initiative and good working attitude.English Level
Level 3 - Business Level
Other Language
English
Additional Information
Benefit
- SSO
- Group Insurance
- Vacation 15days per year
- Dentel Allowance 2,000.- per year
- Birthday Holiday 1 day
- Provident Fund
- Training
- Bonus ( Up to performance, average 1 month)
- Transportation (When go outside)Working Hour
10:00 ~ 19:00
Holiday
Saturday-Sunday
Job Function